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Auctions and Offerings
WR Hambrecht + Co’s impartial Internet-based auctions, in which the market is the primary determinant of pricing and allocation, are dramatically changing
the financial services landscape. Learn more about the OpenIPO® and OpenFollowOn® auctions.
In addition to our auction-based offerings, WRH+Co participates in traditional offerings of IPOs and follow-ons. Look for listings of both auction-based and traditional offerings on this page.
For information on all auctions and offerings, call 1-800-OPENIPO (1-800-673-6476).
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Recently Completed Public Offerings |
All Completed |
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The Active Network, Inc. (actv) |
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Type
IPO |
Date
5/24/2011 |
Price
$15 |
Offering size
$165,000,000 |
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The Hartford Financial Services Group (HIG WS)
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Type
TARP Auction |
Date
09/21/10 |
Price
$13.70 |
Offering size
52,093,973 |
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Lincoln National Corporation (LNC WS)
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Type
TARP Auction |
Date
09/16/10 |
Price
$16.60 |
Offering size
13,049,451 |
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Sterling Bancshares, Inc. (SBIBW)
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Type
TARP Auction |
Date
06/09/10 |
Price
$1.15 |
Offering size
2,615,557 |
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First Financial Bancorp (FFBCW)
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Type
TARP Auction |
Date
06/02/10 |
Price
$6.70 |
Offering size
465,117 |
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Wells Fargo & Company (WFC WS)
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Type
TARP Auction |
Date
05/20/10 |
Price
$7.70 |
Offering size
110,261,688 |
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Rackspace Hosting, Inc. (rax)
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Type
Auction IPO |
Date
08/07/08 |
Price
$12.50 |
Offering size
$187,500,000 |
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NetSuite Inc. (n)
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Type
Auction IPO |
Date
12/19/07 |
Price
$26.00 |
Offering size
$185,400,000 |
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Clean Energy Fuels Corp. (clne)
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Type
OpenIPO |
Date
5/24/07 |
Price
$12.00 |
Offering size
$138,000,000 |
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Interactive Brokers Group, Inc. (ibkr)
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Type
OpenIPO |
Date
05/04/07 |
Price
$30.01 |
Offering size
$1,200,400,000 |
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GSI Technology, Inc. (gsit) |
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Type
IPO |
Date
03/29/07 |
Price
$5.50 |
Offering size
8,000,000 |
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Xinhua Finance Media Limited (xfml) |
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Type
IPO |
Date
03/08/07 |
Price
$13 |
Offering size
23,076,923 |
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Fuwei Films (Holdings) Co., Ltd. (ffhl) |
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Type
IPO |
Date
12/22/06 |
Price
$8.28 |
Offering size
3,750,000 |
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Netlist, Inc. (nlst) |
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Type
IPO |
Date
11/29/06 |
Price
$7.00 |
Offering size
$50,312,500 |
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FortuNet, Inc. (fnet)
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Type
OpenIPO |
Date
01/31/06 |
Price
$9.00 |
Offering size
$25,875,000 |
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Traffic.com, Inc. (trfc)
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Type
OpenIPO |
Date
01/25/06 |
Price
$12.00 |
Offering size
$90,390,000 |
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Pixelplus Co., Ltd. (pxpl) |
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Type
IPO |
Date
12/21/05 |
Price
$8.00 |
Offering size
$41,400,000 |
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Actions Semiconductor Co., Ltd. (acts) |
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Type
IPO |
Date
11/29/05 |
Price
$8.00 |
Offering size
$72,000,000 |
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Dover Saddlery, Inc. (dovr)
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Type
OpenIPO |
Date
11/17/05 |
Price
$10.00 |
Offering size
$27,500,000 |
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Fiberstars, Inc. (fbst) |
Offering Details |
Type
Follow-On |
Date
11/02/05 |
Price
$8.25 |
Offering size
$24,887,321 |
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DURECT Corporation (drrx) |
Offering Details |
Type
Follow-On |
Date
11/01/05 |
Price
$5.00 |
Offering size
$42,550,000 |
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Avalon Pharmaceuticals, Inc. (avrx)
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Type
OpenIPO |
Date
09/28/05 |
Price
$10.50 |
Offering size
$28,875,000 |
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Diodes Incorporated (diod) |
Offering Details |
Type
Follow-On |
Date
09/23/05 |
Price
$35.75 |
Offering size
$102,781,250 |
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Comtech Group Inc. (cogo) |
Offering Details |
Type
Follow-On |
Date
07/15/05 |
Price
$5.50 |
Offering size
$46,452,670 |
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CryoCor, Inc. (cryo)
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Type
OpenIPO |
Date
07/14/05 |
Price
$11.00 |
Offering size
$40,799,990 |
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Silicon Motion Technology Corporation (simo) |
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Type
IPO |
Date
06/30/05 |
Price
$10.50 |
Offering size
$70,350,000 |
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HemoSense, Inc. (hem) |
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Type
IPO |
Date
06/28/05 |
Price
$5.50 |
Offering size
$19,250,000 |
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Morningstar, Inc. (morn)
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Type
OpenIPO |
Date
05/02/05 |
Price
$18.50 |
Offering size
$161,955,937.50 |
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BofI Holding, Inc. (bofi)
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Type
OpenIPO |
Date
03/15/05 |
Price
$11.50 |
Offering size
$35,100,001 |
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Huntsman Corporation (hun) |
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Type
IPO |
Date
02/10/05 |
Price
$23.00 |
Offering size
$1,593,011,395 |
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Zonagen, Inc. (zona) |
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Type
Follow-On |
Date
01/27/05 |
Price
$4.00 |
Offering size
$20,240,000 |
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Nastech Pharmaceutical Company Inc. (nstk) |
Offering Details |
Type
Follow-On |
Date
12/09/04 |
Price
$13.50 |
Offering size
$57,375,000 |
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Cubist Pharmaceuticals, Inc. (cbst) |
Offering Details |
Type
Follow-On |
Date
11/22/04 |
Price
$11.20 |
Offering size
$119,999,040 |
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Overstock.com, Inc. (ostk) |
Offering Details |
Type
Follow-On |
Date
11/17/04 |
Price
$57.53 |
Offering size
$79,391,400 |
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eLong, Inc. (long) |
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Type
IPO |
Date
10/28/04 |
Price
$13.50 |
Offering size
$71,454,555 |
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China Finance Online Co. LTD (jrjc) |
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Type
IPO |
Date
10/15/04 |
Price
$13.00 |
Offering size
$80,600,000 |
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PlanetOut Inc. (lgbt) |
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Type
IPO |
Date
10/14/04 |
Price
$9.00 |
Offering size
$48,127,500 |
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PainCare Holdings, Inc. (prz) |
Offering Details |
Type
Follow-On |
Date
10/11/04 |
Price
$1.90 |
Offering size
$17,033,500 |
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CallWave, Inc. (call) |
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Type
IPO |
Date
09/30/04 |
Price
$10.00 |
Offering size
$40,000,000 |
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Catapult Communications Corporation (catt) |
Offering Details |
Type
Follow-On |
Date
09/15/04 |
Price
$18.97 |
Offering size
$32,598,750 |
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Google Inc. (goog) |
Offering Details |
Type
Auction IPO |
Date
08/18/04 |
Price
$85.00 |
Offering size
$1,916,393,765 |
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New River Pharmaceuticals Inc. (nrph)
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Type
OpenIPO |
Date
08/05/04 |
Price
$8.00 |
Offering size
$33,600,000 |
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Cell Therapeutics, Inc. (ctic) |
Offering Details |
Type
Follow-On |
Date
07/28/04 |
Price
$4.75 |
Offering size
$49,162,500 |
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NEUROMetrix, Inc. (nuro) |
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Type
IPO |
Date
07/22/04 |
Price
$8.00 |
Offering size
$24,000,000 |
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ChipMOS TECHNOLOGIES (Bermuda) LTD. (imos) |
Offering Details |
Type
Follow-On |
Date
07/12/04 |
Price
$5.50 |
Offering size
$38,500,000 |
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Alexandria Real Estate Equities, Inc. (ARE PrC) |
Offering Details |
Type
Series C Cumulative Redeemable Preferred Stock |
Date
06/18/04 |
Price
$25 |
Offering size
$125,000,000 |
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Genitope Corporation (gtop) |
Offering Details |
Type
Follow-On |
Date
05/27/04 |
Price
$8.50 |
Offering size
$51,839,995 |
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Overstock.com, Inc. (ostk)
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Type
OpenFollowOn |
Date
05/13/04 |
Price
$30.50 |
Offering size
$36,600,000 |
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MapInfo Corporation (maps) |
Offering Details |
Type
Follow-On |
Date
03/30/04 |
Price
$11.00 |
Offering size
$41,250,000 |
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Sunset Financial Resources, Inc. (sfo) |
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Type
IPO |
Date
03/17/04 |
Price
$13.00 |
Offering size
$130,000,000 |
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Semiconductor Manufacturing International Corp. (smi) |
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Type
IPO |
Date
03/12/04 |
Price
$17.50 |
Offering size
$1,803,030,372 |
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Tortoise Energy Infrastructure Corp. (tyg) |
Offering Details |
Type
Closed-End Fund IPO |
Date
02/24/04 |
Price
$25.00 |
Offering size
$275,000,000 |
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dj Orthopedics, Inc. (djo) |
Offering Details |
Type
Follow-On |
Date
02/18/04 |
Price
$19.00 |
Offering size
$163,875,000 |
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Seattle Genetics, Inc. (sgen) |
Offering Details |
Type
Follow-On |
Date
02/04/04 |
Price
$8.25 |
Offering size
$66,412,500 |
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Integrated Silicon Solution, Inc. (issi) |
Offering Details |
Type
Follow-On |
Date
01/28/04 |
Price
$16.50 |
Offering size
$100,650,000 |
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Annaly Mortgage Management, Inc. (nly) |
Offering Details |
Type
Follow-On |
Date
01/15/04 |
Price
$18.50 |
Offering size
$382,950,000 |
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Genitope Corporation (gtop)
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Type
OpenIPO |
Date
10/30/03 |
Price
$9.00 |
Offering size
$37,618,740 |
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Cubist Pharmaceuticals (cbst) |
Offering Details |
Type
Follow-On |
Date
10/15/03 |
Price
$10.50 |
Offering size
$89,999,805 |
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Western Asset/
Claymore U.S. Treasury
Inflation Protected Securities Fund (wia) |
Offering Details |
Type
Closed-End Fund IPO |
Date
09/25/03 |
Price
$15 |
Offering size
$378,750,000 |
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RedEnvelope, Inc. (rede)
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Type
OpenIPO |
Date
09/25/03 |
Price
$14.00 |
Offering size
$30,800,000 |
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Epix Medical, Inc. (epix) |
Offering Details |
Type
Follow-On |
Date
08/07/03 |
Price
$15.00 |
Offering size
$64,500,000 |
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Lehman Brothers/First Trust Income Opportunity Fund (lbc) |
Offering Details |
Type
Closed-End Fund IPO |
Date
07/28/03 |
Price
$15 |
Offering size
$165,000,000 |
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RMK High Income Fund (rmh) |
Offering Details |
Type
Closed-End Fund IPO |
Date
06/24/03 |
Price
$15 |
Offering size
$247,500,00 |
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The Sharper Image (shrp) |
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Type
Follow-On |
Date
05/01/03 |
Price
$19.50 |
Offering size
$54,841,800 |
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The Mills Corporation (mls) |
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Type
8.75% Series E Cumulative Redeemable Preferred Stock |
Date
04/30/03 |
Price
$25 |
Offering size
$140,000,000 |
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Overstock.com, Inc. (ostk)
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Type
OpenIPO |
Date
05/29/02 |
Price
$13.00 |
Offering size
$40,300,000 |
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Quinton Cardiology Systems (quin) |
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Type
IPO |
Date
05/07/02 |
Price
$7.00 |
Offering size
$32,200,000 |
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Peet’s Coffee & Tea (peet) |
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Type
Follow-On |
Date
04/19/02 |
Price
$14.00 |
Offering size
52,325,000 |
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Alloy, Inc. (aloy) |
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Type
Follow-On |
Date
02/20/02 |
Price
$15.21 |
Offering size
$60,840,000 |
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IMPORTANT: A registration statement has been filed with the Securities and Exchange Commission but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
No offer to buy the securities can be accepted and no part of the purchase price can be received until the registration statement has become effective, and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to notice of its acceptance given after the effective date.
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This information is neither an offer to sell, nor a solicitation of offers to buy, any InterNotes. Any such offering will be made only by prospectus.
Each individual investor must determine whether InterNotes are suitable based on financial situation, investment objectives, and risk tolerance. Internotes represent the unsecured debt of each respective issuer, subject to credit, interest rate, and secondary market risk. There can be no assurance of a trading market, although certain InterNotes dealers currently intend to maintain an active secondary market. Accordingly, InterNotes should generally be held to maturity. InterNotes are not insured by the FDIC or any government agency. In the case of callable InterNotes, a specific issue may be callable at the discretion of the issuer. InterNotes involve investment risks, including possible loss of the principal invested. For information on these risks, click here. |
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