Traditional Deals: Completed Traditional Deals
Traditional IPOs
| $50,312,500 |
 |
Netlist, Inc.
(nlst) |
IPO
Co-Lead Manager |
Offering Price: $7.00
Date: 11/29/06 |
|
|
| $41,400,000 |
 |
Pixelplus Co., Ltd.
(pxpl) |
IPO
Co-manager |
Offering Price: $8.00
Date: 12/21/05 |
|
|
| $72,000,000 |
 |
Actions Semiconductor Co., Ltd.
(acts) |
IPO
Co-Lead Manager |
Offering Price: $8.00
Date: 11/29/05 |
|
|
| $70,350,000 |
 |
Silicon Motion Technology Corp.
(simo) |
IPO
Co-manager |
Offering Price: $10.50
Date: 06/30/05 |
|
|
| $19,250,000 |
 |
HemoSense, Inc.
(hem) |
IPO
Co-Lead Manager |
Offering Price: $5.50
Date: 06/28/05 |
|
|
| $1,593,011,395 |
 |
Huntsman Corporation
(hun) |
IPO
Co-manager |
Offering Price: $23.00
Date: 02/10/05 |
|
|
| $71,454,555 |
 |
eLong, Inc.
(long) |
IPO
Co-manager |
Offering Price: $13.50
Date: 10/28/04 |
|
|
| $80,600,000 |
 |
China Finance Online Co. LTD
(jrjc) |
IPO
Co-manager |
Offering Price: $13.00
Date: 10/15/04 |
|
|
| $48,127,500 |
 |
PlanetOut Inc.
(lgbt) |
IPO
Co-manager |
Offering Price:
$9.00
Date: 10/14/04 |
|
|
| $40,000,000 |
 |
CallWave, Inc.
(call) |
IPO
Co-manager |
Offering Price: $10.00
Date: 09/30/04 |
|
|
| $130,000,000 |
 |
Sunset Financial Resources, Inc.
(sfo) |
IPO
Lead Manager |
Offering Price: $13.00
Date: 03/17/04 |
|
|
| $1,803,030,372 |
 |
Semiconductor Manufacturing International Corp.
(smi) |
IPO
Co-manager |
Offering Price: $17.50
Date: 03/12/04 |
|
|
| $42,500,000 |
 |
Plumtree Software, Inc.
(plum) |
IPO
Underwriter |
Offering Price:
$8.50
Date: 06/03/02 |
|
|
| $56,925,000 |
 |
Computer Programs and Systems, Inc.
(cpsi) |
IPO
Underwriter |
Offering Price: $16.50
Date: 05/21/02 |
|
|
| $103,500,000 |
 |
Kyphon Inc.
(kyph) |
IPO
Underwriter |
Offering Price: $15.00
Date: 05/17/02 |
|
|
| $72,000,000 |
 |
Verint Systems Inc.
(vrnt) |
IPO
Underwriter |
Offering Price: $16.00
Date: 05/15/02 |
|
|
| $32,200,000 |
 |
Quinton Cardiology Systems
(quin) |
IPO
Co-manager |
Offering Price:
$7.00
Date: 05/07/02 |
|
|
| $533,600,000 |
 |
Instinet Group Incorporated
(inet) |
IPO
Co-manager |
Offering Price: $14.50
Date: 05/23/01 |
|
|
| $45,015,762 |
 |
The Smith & Wollensky Restrnt. Group, Inc.
(swrg) |
IPO
Underwriter |
Offering Price:
$8.50
Date: 05/23/01 |
|
|
| $49,500,000 |
 |
Alliance Fiber Optic Products
(afop) |
IPO
Underwriter |
Offering Price: $11.00
Date: 11/20/00 |
|
|
| $80,500,000 |
 |
Univ. of Phoenix Online
(uopx) |
IPO
Underwriter |
Offering Price: $14.00
Date: 9/27/00 |
|
|
| $20,125,000 |
 |
Qualstar Corp.
(qbak) |
IPO
Underwriter |
Offering Price:
$7.00
Date: 6/23/00 |
|
|
| $230,000,000 |
 |
Handspring
(hand) |
IPO
Underwriter |
Offering Price: $20.00
Date: 6/20/00 |
|
|
| $48,831,300 |
 |
Microsemi Corp.
(mscc) |
IPO
Underwriter |
Offering Price: $21.00
Date: 5/31/00 |
|
|
| $132,250,000 |
 |
Sonus Networks
(sons) |
IPO
Underwriter |
Offering Price: $23.00
Date: 5/24/00 |
|
|
| $115,000,000 |
 |
New Focus, Inc.
(nufo) |
IPO
Underwriter |
Offering Price: $20.00
Date: 5/17/00 |
|
|
| $29,925,000 |
 |
PEC Solutions, Inc.
(pecs) |
IPO
Underwriter |
Offering Price:
$9.50
Date: 4/20/00 |
|
|
| $80,500,000 |
 |
Asiacontent.com, Ltd
(iasia) |
IPO
Co-manager |
Offering Price: $14.00
Date: 4/11/00 |
|
|
| $104,793,750 |
 |
Vyyo, Inc.
(vyyo) |
IPO
Co-manager |
Offering Price: $13.50
Date: 4/4/00 |
|
|
| $79,062,500 |
 |
Snowball.com
(snow) |
IPO
Underwriter |
Offering Price: $11.00
Date: 3/20/00 |
|
|
| $189,550,000 |
 |
First World Comm.
(fwis) |
IPO
Underwriter |
Offering Price: $17.00
Date: 3/7/00 |
|
|
| $51,750,000 |
 |
iPrint.com
(iprt) |
IPO
Co-manager |
Offering Price: $10.00
Date: 3/7/00 |
|
|
| $220,800,000 |
 |
Niku Corporation
(niku) |
IPO
Underwriter |
Offering Price: $24.00
Date: 2/28/00 |
|
|
| $76,440,000 |
 |
DigitalThink
(dthk) |
IPO
Underwriter |
Offering Price:
$14.00
Date: Date: 2/24/00 |
|
|
| $49,680,000 |
 |
eOn Communications
(eonc) |
IPO
Co-manager |
Offering Price:
$12.00
Date: 2/3/00 |
|
|
| $402,500,000 |
 |
Efficient Networks
(efnt) |
Follow-on
Co-manager |
Offering Price:
$70.00
Date: 2/2/00 |
|
|
| $104,650,000 |
 |
Neoforma.com, Inc.
(neof) |
IPO
Underwriter |
Offering Price:
$13.00
Date: 1/24/00 |
|
|
| $186,489,750 |
 |
Xpedior, Inc.
(xpdr) |
IPO
Underwriter |
Offering Price:
$19.00
Date: 12/16/99 |
|
|
| $70,675,000 |
 |
FogDog.com
(fogd) |
IPO
Underwriter |
Offering Price:
$11.00
Date: 12/9/99 |
|
|
| $82,500,000 |
 |
HealthCentral.com
(hcen) |
IPO
Underwriter |
Offering Price:
$11.00
Date: 12/7/99 |
|
|
| $92,000,000 |
 |
GetThere.com
(gthr) |
IPO
Co-Manager |
Offering Price:
$16.00
Date: 11/23/99 |
|
|
| $24,000,000 |
 |
Collector’s Universe
(clct) |
IPO
Underwriter |
Offering Price:
$6.00
Date: 11/15/99 |
|
|
| $126,500,000 |
 |
Cobalt Networks
(cobt) |
IPO
Underwriter |
Offering Price:
$22.00
Date: 11/5/99 |
|
|
| $218,500,000 |
 |
InterNAP
(inap) |
IPO
Underwriter |
Offering Price:
$20.00
Date: 9/29/99 |
|
|
| $50,635,104 |
 |
Tumbleweed Comm.
(tmwd) |
IPO
Underwriter |
Offering Price:
$12.00
Date: 8/6/99 |
|
|
| $96,600,000 |
 |
China.com
(china) |
IPO
Underwriter |
Offering Price:
$20.00
Date: 7/13/99 |
|
|
| $28,500,000 |
 |
Edgar Online, Inc.
(edgr) |
IPO
Selling Group |
Offering Price:
$9.50
Date: 5/26/99 |
|
|
Traditional Follow-Ons
| $24,887,321 |
 |
Fiberstars, Inc.
(fbst) |
Follow-On
Co-manager |
Offering Price: $8.25
Date: 11/02/05 |
|
|
| $42,550,000 |
 |
DURECT Corporation
(drrx) |
Follow-On
Co-manager |
Offering Price: $5.00
Date: 11/01/05 |
|
|
| $102,781,250 |
 |
Diodes Incorporated
(diod) |
Follow-On
Co-manager |
Offering Price: $35.75
Date: 09/23/05 |
|
|
| $46,452,670 |
 |
Comtech Group Inc.
(cogo) |
Follow-On
Co-manager |
Offering Price: $5.50
Date: 07/15/05 |
|
|
| $20,240,000 |
 |
Zonagen, Inc.
(zona) |
Follow-On
Co-manager |
Offering Price: $4.00
Date: 01/27/05 |
|
|
| $57,375,000 |
 |
Nastech Pharmaceutical Company Inc.
(nstk) |
Follow-On
Co-manager |
Offering Price: $13.50
Date: 12/09/04 |
|
|
| $119,999,040 |
 |
Cubist Pharmaceuticals, Inc.
(cbst) |
Follow-On
Co-manager |
Offering Price: $11.20
Date: 11/22/04 |
|
|
| $79,391,400 |
 |
Overstock.com, Inc.
(ostk) |
Follow-On
Co-manager |
Offering Price: $57.53
Date: 11/17/04 |
|
|
| $17,033,500 |
 |
PainCare Holdings, Inc.
(prz) |
Follow-On
Co-manager |
Offering Price:
$1.90
Date: 10/11/04 |
|
|
| $32,598,750 |
 |
Catapult Communications Corporation
(catt) |
Follow-On
Co-manager |
Offering Price: $18.97
Date: 09/15/04 |
|
|
| $49,162,500 |
 |
Cell Therapeutics, Inc.
(ctic) |
Follow-On
Co-manager |
Offering Price:
$4.75
Date: 07/28/04 |
|
|
| $38,500,000 |
 |
ChipMOS TECHNOLOGIES (Bermuda) LTD.
(imos) |
Follow-On
Co-manager |
Offering Price:
$5.50
Date: 07/12/04 |
|
|
| $51,839,995 |
 |
Genitope Corporation
(gtop) |
Follow-On
Lead Manager |
Offering Price:
$8.50
Date: 05/27/04 |
|
|
| $163,875,000 |
 |
dj Orthopedics, Inc.
(djo) |
Follow-On
Co-manager |
Offering Price: $19.00
Date: 02/18/04 |
|
|
| $66,412,500 |
 |
Seattle Genetics, Inc.
(sgen) |
Follow-On
Co-manager |
Offering Price:
$8.25
Date: 02/04/04 |
|
|
| $100,650,000 |
 |
Integrated Silicon Solution, Inc.
(issi) |
Follow-On
Co-manager |
Offering Price: $16.50
Date: 01/28/04 |
|
|
| $382,950,000 |
 |
Annaly Mortgage Management, Inc.
(nly) |
Follow-On
Co-manager |
Offering Price: $18.50
Date: 01/15/04 |
|
|
| $382,950,000 |
|
Annaly Mortgage Management, Inc.
(nly) |
Follow-On
Co-manager |
Offering Price: $18.50
Date: 01/15/04 |
|
|
| $89,999,805 |
 |
Cubist Pharmaceuticals
(cbst) |
Follow-On
Co-manager |
Offering Price: $10.50
Date: 10/15/03 |
|
|
| $64,500,000 |
 |
Epix Medical, Inc.
(epix) |
Follow-On
Co-manager |
Offering Price: $15.00
Date: 08/07/03 |
|
|
| $54,841,800 |
 |
The Sharper Image
(shrp) |
Follow-On
Co-manager |
Offering Price: $19.50
Date: 05/01/03 |
|
|
| $25,875,000 |
 |
Overstock.com, Inc.
(ostk) |
Follow-On
Lead Manager |
Offering Price:
$15.00
Date: 02/12/03 |
|
|
| 52,325,000 |
 |
Peet’s Coffee & Tea
(peet) |
Follow-On
Co-Manager |
Offering Price:
$14.00
Date: 04/19/02 |
|
|
| $60,840,000 |
 |
Alloy, Inc.
(aloy) |
Follow-On
Co-Manager |
Offering Price: $15.21
Date: 02/20/02 |
|
|
Other Traditional Offerings
| $275,000,000 |
 |
Tortoise Energy Infrastructure Corp.
(tyg) |
Closed-End Fund IPO
Co-manager |
Offering Price:
$25.00
Date: 02/24/04 |
|
|
| $378,750,000 |
 |
Western Asset/
Claymore U.S. Treasury
Inflation Protected Securities Fund
(wia) |
Closed-End Fund IPO
Co-manager |
Offering Price: $15
Date: 09/25/03 |
|
|
| $165,000,000 |
 |
Lehman Brothers/First Trust Income Opportunity Fund
(lbc) |
Closed-End Fund IPO
Co-manager |
Offering Price: $15
Date: 07/28/03 |
|
|
| $247,500,00 |
 |
RMK High Income Fund
(rmh) |
Closed-End Fund IPO
Co-manager |
Offering Price: $15
Date: 06/24/03 |
|
|
| $140,000,000 |
 |
The Mills Corporation
(mls) |
8.75% Series E Cumulative Redeemable Preferred Stock
Co-manager |
Offering Price: $25
Date: 04/30/03 |
|
|
|
